Sunday, September 11, 2011

Believe it or not, "evaluation" isn't the same as "passing judgment." A Response to the Des Moines Register’s Editorial: Start Selling Schools Plan Now (09/11/11)


Think about what the League of Women Voters does, in particular their citizen-education efforts, in relation to helping the public cut through distorted and confusing campaign rhetoric in order to make better informed decisions when it comes to voting.  I liken their efforts to the ways in which Consumer Reports has helped me and others make decisions about purchasing appliances and cars without the “assistance” of advertising or impression-management marketing. Essentially, what the League and Consumer Reports offer is a set of evaluation criteria and a simple framework that can be used to compare apples to apples, oranges to oranges. 

If consumers and voters had a powerful Chamber of Consumption and Public Participation (CCPP), the way businesses have their local, regional, and national Chambers of Commerce, (yea right, the day after hell freezes over) there would be no need for the League of Women Voters or Consumer Reports.  Well funded CCPP educational campaigns might, over time, exercise and develop our technical and socio-cultural decision-making competencies such that the practice of creating and disseminating fallacious, ridiculous, and offensive ads and campaigns might begin to tapper off and the public appetite for better and more use-able information might begin to grow.

Some would argue that the media serves the public the way I am dreaming about the Chamber of Consumption and Public Participation.  I would argue that the public can only dream about the media ever serving its needs in this way given the social scale and cultural depth of the educational challenge. However, the Des Moines Register was right to ask the Branstad administration to share its “plan” for reforming schooling throughout Iowa (see “Start selling schools plan now” 09/11/11 http://www.desmoinesregister.com/article/20110911/OPINION03/309110017/Start-selling-schools-plan-now ).  The public is, in fact, only getting bits and pieces of the plan; but who knows, maybe all they have are “ideas” right now (See “Iowa officals (sic) unveil ideas for education reform” 09/06/11 http://www.desmoinesregister.com/article/20110906/NEWS/110906034/Iowa-officals-unveil-ideas-education-reform).  In the editorial from 09/11/11, the paper rightly states, “There are few specifics right now… The administration does not plan to release a comprehensive plan with details, including costs, for about a month.”  But then the editorial goes on to say, “That makes it difficult for Iowans to fully evaluate and debate what is being proposed (my emphasis).” 

It was at this particular point that my “evaluator” ears went up.  The paper’s assumption here is that, once the administration releases the plan, then Iowans can go to down evaluating it and debating it.  I think it does a disservice to treat evaluation so superficially.  Granted, as an evaluator, I would be professionally hesitant to expect that anybody could just commence to evaluatin’ without some sort of preparation, if not formal training.  I don’t see much evidence that the public is actually accustomed to engaging in an actual evaluation, unless, of course, you redefine evaluation to mean jumping to an opinion-driven conclusion, which, if we could harness its combustibility, we’d be energy independent in a flash!   Evaluation, like research, is an inquiry strategy that draws on the scientific method for its execution; and we know how some people feel about science.

Now, here’s what the Register could have said, “OK, while the administration is finishing its comprehensive, school-reform plan, we have a month to formulate what evaluators call an evaluability assessment.“ (For an overview of Evaluability assessments, see http://tinyurl.com/5rqgo54 )  “We hope that readers will become familiar with and make use of the evaluation criteria and framework that we plan to introduce in the next few weeks.  And once the administration does make the plan available, we encourage you to join us in a Public Evaluability Assessment of the Comprehensive Plan so that we can collectively examine a.) the clarity of its goal, b.) the extent to which it takes into consideration all of the stakeholders’ views, and c.) the intervention strategy itself that promises to make a difference.  We will be working with Paul Longo , who has graciously offered to share his framework, based on the Performance Blueprint (Longo, 2004 & 2002), for conducting an Evaluability Assessment.* We have inserted the following table as an introduction.  In the next few days we will begin by outlining what we already know about the plan. In this way we will become familiar with some of the technical terminology and anticipate the purposes and potential positive consequences of conducting a Public Evaluability Assessment.  The paper is also considering applying the same process and your valuable input to the Capital Crosswords initiative.”  
* Some of you will recognize this framework as the template for formulating a fully articulated strategy.


CONDUCTING AN EVALUABILITY ASSESSMENT

 

Does the PLAN address the following considerations?

 

1.     Identify the desired External (community) and Internal (organizational) Outcomes corresponding to the required “effort” and intended “effect.” 

2.     Identify the direct and indirect Targets of the strategic initiative (i.e., customers, clients, beneficiaries, communities, and of course, the intended consumers and/or users of the performance information that will be generated throughout the execution of this initiative).

3.     Identify the Desired Effects of the strategic initiative on the targets (i.e., gains in knowledge, awareness, attitude, skills, and conditional status) along with Measures of Quantity & Quality to provide evidence of the attainment, internalization, acquisition, or approximation of those effects among the targets.

4.     Develop the work-in-progress articulation of the Strategy to outline how the strategic initiative will facilitate the attainment, internalization, acquisition, or approximation of the desired effects among the targets

5.     Identify the Direct, Indirect, and Collaborating Service Providers who are positioned to and/or capable of bringing about the attainment, internalization, acquisition, or approximation of the desired effects among the targets

6.     Identify how the Direct, Indirect, and Collaborating Service Providers are expected to perform by establishing Measures of Efficiency and Equity in resource management, collaboration, and service delivery, i.e., the “effort,” so as to envision how much service is/how many services are to be provided and how well those services are to be provided.

7.     Set forth some idea of how the Performance Information, generated by Items #3 and #6, will be collected and used, by whom, how frequently, for whose benefit, for what internal and external purposes (e.g., mandatory reporting, voluntary reporting, resource allocation, decision-making, public education, marketing, continuous improvement, and so forth).  There will be an ongoing challenge to explain the relationship(s) between OUTPUTS and OUTCOMES in an evidentiary, valid, and credible fashion.

8.     Some articulation of the Tangible and Intangible Resources needed to execute, maintain, and grow the strategic initiative.


Thursday, September 8, 2011

What is a fully articulated strategy?


Because of my biases, I don't consider a strategy to be fully articulated unless it addresses 8 of the following 9 considerations - and not really in chronological order.  Resources are too finite and precious to be squandered on let's-wait-and-see approachesAs I mentioned in a previous post, the strategy itself is a performance and, therefore, subject to assessment (i.e., measurement); it's articulation is a performance, the person articulating it is a performer.  We cannot refer to a partially articulated strategy as a "good strategy." For a strategy to be accepted as "good," it must tell a plausible and compelling story of how a constellation of moving parts in a culturally-diverse and politically-charged setting will facilitate the managed and documentable conversion of resources into results, promises made into promises kept.

Here's one way of looking at it:



What is a fully articulated STRATEGY?

1.     Identify the desired External (community) and Internal (organizational) Outcomes corresponding to the required “effort” and intended “effect.” 
2.     Identify the direct and indirect Targets of the strategic initiative (i.e., customers, clients, beneficiaries, communities, and of course, the intended consumers and/or users of the performance information that will be generated throughout the execution of this initiative).
3.     Identify the Desired Effects of the strategic initiative on the targets (i.e., gains in knowledge, awareness, attitude, skills, and conditional status) along with Measures of Quantity & Quality to provide evidence of the attainment, internalization, acquisition, or approximation of those effects among the targets.
4.     Develop the work-in-progress articulation of the Strategy to outline how the strategic initiative will facilitate the attainment, internalization, acquisition, or approximation of the desired effects among the targets
5.     Identify the Direct, Indirect, and Collaborating Service Providers who are positioned to and/or capable of bringing about the attainment, internalization, acquisition, or approximation of the desired effects among the targets
6.     Identify how the Direct, Indirect, and Collaborating Service Providers are expected to perform by establishing Measures of Efficiency and Equity in resource management, collaboration, and service delivery, i.e., the “effort,” so as to envision how much service is/how many services are to be provided and how well those services are to be provided.
7.     Set forth some idea of how the Performance Information, generated by Items #3 and #6, will be collected and used, by whom, how frequently, for whose benefit, for what internal and external purposes (e.g., mandatory reporting, voluntary reporting, resource allocation, decision-making, public education, marketing, continuous improvement, and so forth).  There will be an ongoing challenge to explain the relationship(s) between OUTPUTS and OUTCOMES in an evidentiary, valid, and credible fashion.
8.     Some articulation of the Tangible and Intangible Resources needed to execute, maintain, and grow the strategic initiative.
9.     Repeat Steps 1 – 8 in no particular order.